In 500-550 words, critique the journal article by Martin et al. to answer the overall question, “Did the authors do a good program evaluation of the HIV promotoras program?†Explain your answer using The Program Evaluation Standards and Cultural Competence article reading.
Hispanic
10.1177/0739986305278146
Martin
et Journal
al. / A Latino
of Behavioral
HIV Prevention
SciencesProgram
The Evaluation of a Latino Community
Health Worker HIV Prevention Program
Molly Martin
Rush University Medical Center
Maria Camargo
Lori Ramos
Centro San Bonifacio
Diane Lauderdale
University of Chicago
Kristin Krueger
Rush University Medical Center
John Lantos
University of Chicago
This study evaluated the effectiveness of a community health promotion project to
increase HIV knowledge in an urban, immigrant Latino community in Chicago. Latino
participants (N = 704) answered questions on HIV before and after an education intervention given by community health workers. Outcomes included changes in knowledge
and self-perceived risk. Increases in knowledge scores were greatest for Central/South
Americans (p = .038), women (p = .027), and those with an education level less than 7
years (p = .001). Significant changes in self-perceived risk resulted from the intervention
(p < .001), and the odds ratio for a change in self-perceived risk when the knowledge
score increased by 10% was 1.225. The Centro San Bonifacio HIV Prevention Program
successfully reached a Latino community, increased HIV knowledge, and changed selfperceptions of HIV risk.
Keywords: HIV prevention; Latino health; community health workers
Latinos bore a disproportionate burden of new AIDS cases in 2000. The
Centers for Disease Control and Prevention (CDC) reported that although
Latinos represented 13% of the U.S. population, they accounted for 19% of
the total number of new U.S. AIDS cases (CDC, 2002). Different types of
programs have been implemented to decrease the disproportionate incidence
Hispanic Journal of Behavioral Sciences, Vol. 27 No. 3, August 2005 371-384
DOI: 10.1177/0739986305278146
© 2005 Sage Publications
371
372
Hispanic Journal of Behavioral Sciences
of HIV in Latino communities. The main prevention strategy encourages
HIV testing and counseling to identify people infected with HIV and modify
high-risk behaviors. This approach has shown success in some Caucasian
and African American communities but not in Latino communities
(Morrobel, 2002; Phillips, 1993; Siegel, Raveis, & Gorey, 1998), thereby
demonstrating a need for different strategies for HIV prevention programs
among Latinos.
An alternative strategy for HIV prevention and risk reduction involves the
participation of community health workers. The community health worker
model has been used extensively around the world to combat many types of
illnesses including HIV. Although the U.S. health care system is primarily
market and technology driven, alternative approaches like the community
health worker model are being tried here to provide health care services to
people who are excluded from the current system because of cultural,
language, or legal barriers.
The community health worker model uses community empowerment as a
tool to reduce health care burdens. Empowerment, defined as “the social
action process by which individuals, communities, and organizations gain
mastery over their lives in the context of changing their social and political
environment to improve equity and the quality of life†(Minkler, 1997, p. 40;
see also Rapport, 1984; Wallerstein, 1992), has wide-reaching effects. Social
involvement and participation can themselves be significant psychosocial
factors in improving perceived control, individual coping capacity, health
behaviors, and health status (Cohen & Syme, 1985; Eng & Cunningham,
1990). As communities become empowered and better able to engage in collective problem solving, key health and social indicators may reflect this in
the long run with decreasing rates of targeted illness such as HIV. In
the Latino community, community health workers (referred to here as
promotoras) are members of the target community trained in health promotion who work with families and community groups to educate and advocate.
AUTHORS’ NOTE: The project was designed and implemented by many promotoras and the
Illinois Institute of Technology Department of Rehabilitation Psychology under the supervision
of Chow Lam, Ph.D., with funding from the AIDS Foundation of Chicago. The promotoras
involved in project design include Rosa Perea, Rosio Nazimek, Olivia Hernández, Nora A.
Coronado, and Marta Perea from Centro Comunitario Juan Diego; Gustavo Sánchez, Guadalupe
Lemus, and Felisa Espejel from the Health Advocacy Project of Pilsen Little Village; and
Cynthia Bianchi from the PROMESA Coalition. The following promotoras from Centro San
Bonifacio were involved in the project design and also in data collection: Tomas Lopez,
Margarita Sánchez, Isis Ferral, Marta Morales Aguilar, and Benita Pedrasa. Financial support for
the first author was provided by the Robert Wood Johnson Clinical Scholars Program.
Martin et al. / A Latino HIV Prevention Program
373
Previous attempts to evaluate the effectiveness of promotora-run HIV and
sexually transmitted disease (STD) prevention programs have given only
weak evidence to suggest that the promotoras may result in behavior changes
that reduce HIV risk (Birkel et al., 1993; Thomas, Earp, & Eng, 2000). Other
studies have shown that knowledge is a prerequisite to behavior change
(Prochaska & Norcross, 2001) and that associations exist among knowledge,
self-perceived risk, and behavior change (Biddlecom & Hardy, 1990;
DiClimente, Boyer, & Morales, 1988; Morrobel, 2002; Phillips, 1993).
Based on this work, we evaluated an ongoing HIV/AIDS prevention project
in Chicago asking the following questions: Can promotoras increase HIV
knowledge and what factors are associated with these changes? Can promotoras change self-perceived risk for HIV and what factors are associated with
these changes?
Method
Setting
Centro San Bonifacio is a grassroots community center that was
founded in 1991 by a group of families responding to the closing of a local
church in Chicago. Their mission is to promote personal and collective selfdevelopment within the immigrant Latino community through projects
based on health, education, solidarity, and human rights. They train
promotoras to engage in HIV/AIDS prevention education among their peers.
New promotoras are recruited from the target communities and trained by
advanced promotoras. Centro San Bonifacio currently has 16 salaried staff
promotoras and a large number of volunteer promotoras. Their funding
comes from private and public grants, and they have no institutional
affiliation.
As one of their service projects, the promotoras provide HIV/AIDS prevention education with risk-reduction follow-up visits and street outreach
services in four contiguous Latino Chicago neighborhoods (West Town,
Logan Square, Humboldt Park, and Hermosa). Twenty-six promotoras
received training in HIV education from the Red Cross HIV/AIDS training
course (40 hours and an exam) and a separate promotora-led training course
at Centro San Bonifacio (13 sessions and an exam). These promotoras were
all Spanish-speaking Latinos, primarily women, and most had received primary education up to 12th grade in their country of origin. Some had been
involved in health promotion in their countries of origin, some had been
promotoras for several years, and some were newly trained promotoras.
374
Hispanic Journal of Behavioral Sciences
Table 1.
Sociodemographic Characteristics of HIV Prevention Program Participants in Analysis Groupsa
Total, %
(n = 704)
Gender
Male
Female
Age
Less than 30 years
30 to 40 years
40+ years
Marital status
Single
Married
Separated, divorced,
widowed
Ethnic group
Puerto Rican
Mexican
Central/South American
Other
Education level
6 years or less
7 to 12 years
Graduated high school,
General Equivalency
Diploma, university
b
Acculturation score
1 (low)
> 1 and < 3 (med)
3+ (high)
Complete
Complete Knowledge
Knowledge
and Self-Risk Data,
Data, % (n = 589)
% (n = 438)
36
54
39
54
43
52
46
28
18
45
30
20
43
33
20
24
60
24
60
26
62
10
12
10
6
76
10
1
6
78
10
1
5
79
11
1
25
28
25
29
25
30
24
23
25
38
30
10
39
29
10
37
30
11
a. Demographics did not differ significantly for participants with and without complete
data for the outcomes.
b. Acculturation is measured using the G. MarÃÂn and MarÃÂn (1991) Language Use Scale.
The range is from 1 to 5 where 1 is the lowest acculturation (Spanish only) and 5 is the
highest (English only).
The Intervention
The promotoras recruited 704 adults to participate in the HIV Prevention
Program during a 3-year period. The sociodemographic characteristics of the
participants can be seen in Table 1. The majority of participants were female
(54%), married (60%), Mexican (76%), and educated either 6 years or less
(25%) or 7 to 12 years (28%). Their ages ranged from 13 to 69 years with a
Martin et al. / A Latino HIV Prevention Program
375
mean age of 31.3 years. Most participants had low language acculturation
scores, meaning that they knew very little English. Participants were recruited primarily from other Centro San Bonifacio programs, community centers,
and by word of mouth. The program sessions were performed mainly in
Spanish using one of three settings: in the home for individual or family
groups, at a home in a Tupperware-party style for small groups, or at schools
and churches for larger groups.
Each program session consisted of introductory exercises to make people
comfortable, a pretest, an education session (using aids such as videos,
charts, handouts, and condoms), a posttest, and referrals. The education session content and format varied depending on the needs of the audience and
the style of the promotora. The Illinois Institute of Technology, Centro San
Bonifacio, and promotoras from several other community centers collaborated to design the preeducation and posteducation session testing forms
(referred to here as pretest and posttest forms) from 1997 to 1999 under a
grant from the AIDS Foundation of Chicago. The promotoras received training on the transtheoretical model of behavior change during this time. The
questions and format were decided through group discussion sessions with
subsequent translation and decentralization to make easy-to-understand
forms that encompassed a wide range of measurable goals.
The pretest contained questions on general HIV/AIDS knowledge (16
true/false questions), demographics, self-perceived risk and perceived partner risk, communication, and condom use. Language acculturation was measured using the G. MarÃÂn and MarÃÂn (1991) Short Language Use Scale, which
is a 4-question scale asking about language preference in different daily settings. Self-perceived risk was measured by the question, “Do you think you
are at risk for HIV? Yes or no.†The posttest contained the same knowledge
and risk questions in addition to an evaluation of the education session. The
entire form was five pages and available in English and Spanish.
Data Analysis
To measure knowledge, we created pretest score and posttest score variables from the 16 knowledge questions and performed a two-tailed t test analysis. The pretest and posttest score variables were then combined into a
change-in-knowledge score variable. Because of occasional logistic problems with test form distribution, some participants did not receive the pretest
or posttest. These observations were dropped (pretest: n = 10; posttest: n =
110) We incorporated gender, age, marital status, education, ethnic group,
and language acculturation into multiple linear regression models to analyze
what factors were associated with changes in knowledge. Missing observa-
376
Hispanic Journal of Behavioral Sciences
tions for predictor variables were incorporated into the regression models
using a dummy variable for the missing category.
We measured changes in self-perceived risk using dichotomous perceived
risk variables. Observations were dropped if data were missing for selfperceived risk (n = 151). McNewar’s test for paired analysis was used to evaluate whether the HIV education changed self-perceived risk. Variables were
created to represent a change in self-perceived risk, a change from no to yes
in self-perceived risk, and a change from yes to no in self-perceived risk.
Multivariate logistic regression analysis was used to analyze what factors
were associated with changes in self-perceived risk. The data were analyzed
using Stata 7.0 (StataCorp, 2001). Institutional review board approval for the
analysis was obtained from the University of Chicago.
Results
Participants differed in education level and language acculturation based
on their ethnicity. Mexicans were more likely to be educated 6 years or less,
whereas Puerto Ricans and Central/South Americans were more likely to
have graduated high school or have a General Equivalency Diploma (GED).
Mexicans have lower acculturation scores than the other ethnic groups. Participants with low language acculturation scores were more likely to report
low education levels.
The unadjusted analysis of knowledge showed a significant increase from
the pretest score to posttest score (p < .001) with mean pretest scores of 75%
(SD = 16%; 95% confidence interval [CI] = 73, 76) and mean posttest scores
of 87% (SD 15%; 95% CI = 86, 88). Factors associated with the change in
knowledge were identified in the multivariate linear regression model separately for pretest and posttest scores. Participants in the Puerto Rican category were more likely to score higher on the pretest than the other ethnic
groups (p = .014; 95% CI = .015, .13). Participants in the education category
of 6 years or less education were more likely to start at lower scores (p = .001,
95% CI = –.099, –.029). In the regression model predicting posttest score,
being female was associated with significantly higher posttest scores than
being male (p = .029; 95% CI = .0027, .05). Participants in the education category of 6 years or less now had posttest scores similar to the reference group
(p = .878; 95% CI = –.033, .028).
In Table 2, the full model of the change-in-knowledge score reveals that a
significant increase in the knowledge score is associated with being Central/
South American (p = .017; 95% CI = .01, .10) and being educated 6 years or
less (p = .001; 95% CI = .025, .098). Adding the pretest score to the model
shows that as pretest scores increase, the likelihood of a change in the knowl-
Martin et al. / A Latino HIV Prevention Program
Table 2.
377
Multiple Linear Regression Analysis of the Change-inKnowledge Score: Full Model and Full Model With Pretest
Score
Full Model
Coefficient
(β1)
Pretest score
Gender
Male
Female
Ethnic group
Mexican
Puerto Rican
Central/South American
Education level
6 years or less
7 to 12 years
Graduated high school
or General Equivalency
Diploma
Attended university
Obtained licensure
Missing
a
Acculturation
Missing
Constant (β0)
Full
95%
Model With
Confidence Pretest Score
Interval
Coefficient (β1)
–.67*
95%
Confidence
Interval
–.74, –.61
.â€â€
.022
–.0069, .05
.â€â€
.025*
.0029, .047
.â€â€
–.023
.056*
–.085, .039
.01, .10
.â€â€
.027
.038*
–.021, .075
.0022, .073
.062*
.â€â€
.025, .098
.019
.â€â€
–.0097, .047
.0065
–.04
–.064
–.054*
.014
–.027
.096
–.038, .051
–.098, .018
–.14, .0087
–.094, –.013
–.0053, .033
–.073, .019
.047, .15
–.011
–.025
–.019
–.086*
.0095
–.075*
.63
–.046, .022
–.069, .019
–.075, .038
–.12, –.055
–.0053, .024
–.11, –.04
.56, .69
NOTE: The model was also adjusted for marital status and age.
a. Acculturation is measured using the G. MarÃÂn and MarÃÂn (1991) Language Use Scale.
The range is from 1 to 5 where 1 is the lowest acculturation (Spanish only) and 5 is the
highest (English only).
*p < .05.
edge score decreases (p < .001; 95% CI = –.74, –.61). When controlling for
the pretest score, we now see that being Central/South American (p = .038;
95% CI = .0021, .073) or being female ( p = .027; 95% CI = .0029, .047) is
associated with a larger change-in-knowledge score. The knowledge score
change in people with education levels of 6 years or less disappears, thus suggesting it was the pretest scores that accounted for their initial large knowledge score changes.
Self-perceived risk increased after the intervention (McNemar’s Ç2 =
14.82, p = .0001). Fifty-six participants changed their answers from no to
yes, whereas 22 participants changed from yes to no (n = 438). The
multivariate logistic regression model of the self-perceived risk change
378
Hispanic Journal of Behavioral Sciences
Table 3.
Multiple Logistic Regression Analysis of Change in SelfPerceived Risk
Odds Ratio
10% Knowledge score change
Gender
Male
Female
Ethnic group
Mexican
Puerto Rican
Central/South American
Education level
6 years or less
7 to 12 years
Graduated high school or
General Equivalency Diploma
Attended university
Obtained licensure
Missing
a
Acculturation
Missing
95% Confidence Interval
1.22*
1.04, 1.44
.â€â€
0.99
0.56, 1.74
.â€â€
0.18
0.39
0.022, 1.46
0.13, 1.11
0.89
.â€â€
0.45, 1.79
0.74
0.66
2.63
1.14
1.061
0.56
0.31, 1.82
0.17, 2.50
0.69, 10.091
0.48, 2.70
.73, 1.55
0.21, 1.47
NOTE: The model was also adjusted for marital status and age.
a. Acculturation is measured using the G. MarÃÂn and MarÃÂn (1991) Language Use Scale.
The range is from 1 to 5 where 1 is the lowest acculturation (Spanish only) and 5 is the
highest (English only).
*p < .05.
incorporated the change-in-knowledge score in addition to the other predictors used previously (see Table 3). For each 10% gain in the knowledge score
after the intervention, the odds ratio for a change in self-perceived risk was
1.22 (p = .016; 95% CI = 1.04, 1.44). This was similar for those who changed
their self-perceived risk from no to yes.
A large group of participants neglected to answer the education question
(23%) and the acculturation question (22%) in the initial demographics. Both
groups were more likely to start at lower pretest scores (no education
reported: p = .016; 95% CI = –.086, –.009; no acculturation reported: p =
.001; 95% CI = –.12, –.028) and end at lower posttest scores (no education
reported: p < .001; 95% CI = –.14, –.068; no acculturation reported: p < .001;
95% CI = –.14, –.061). When controlling for pretest scores in the full model
of the change-in-knowledge score, less change in the knowledge score
occurred for participants who failed to answer the acculturation question (p <
.001; 95% CI = –.11, –.04) or the education question ( p < .001; 95% CI =
–.12, –.005). No changes were seen in self-perceived risk for these groups.
Martin et al. / A Latino HIV Prevention Program
379
Discussion
This study highlights the effectiveness of the community health worker
model to reach Latino community members who are frequently excluded
from HIV outreach efforts because of language, cultural, and educational
barriers. The promotoras successfully increased HIV knowledge, and this
knowledge change was associated with less initial knowledge and being Central/South American, female, or in a low education level. Significant changes
in self-perceived risk for HIV were also seen, and these changes were associated with increases in knowledge scores.
This HIV program succeeded in reaching its target population and achieving its original education goals given the involvement of the promotoras in
the program design and recruitment. Because HIV rates are rising so rapidly
in Latino women (CDC, 2002) and because Latino men participate in many
high-risk behaviors (Darbes, Kennedy, Peersman, Zohrabyan, & Rutherford,
2002; Fernandez, Perrino, Royal, Ghany, & Bowen, 2002; Hines & Caetano,
1998; B. MarÃÂn, Gomez, & Hearst, 1993; Nyamathi, Bennett, Leake, Lewis,
& Flaskerun, 1993; Sabogal & Catania, 1996; Sabogal, Faigeles, & Catania,
1993; Sabogal & Perez-Stable, 1995), this program attempted to direct its
services toward both genders and all sexual orientations. Being a part of this
HIV prevention program involved overcoming stereotypes about HIV and
generating motivation for education and change. The demographics of the
study participants confirm that the promotoras were able to recruit people of
both sexes from different Latino ethnic subgroups and of low education and
language acculturation levels. The community outreach was so effective perhaps because the promotoras are themselves members of the target communities and therefore they understand and face the same barriers as the
program participants.
The study also suggests that in addition to reaching the community, these
promotoras increased the community’s knowledge of HIV/AIDS. The effectiveness of the intervention varied throughout our study population. HIV
knowledge in Latinos has been attributed to strong cultural gender norms that
result in Latinas having less knowledge of HIV than non-Latino White
women (Gomez & MarÃÂn, 1996). The Latinas in our community scored
the same on the pretest as men and then outscored men on the posttest.
Because men and women started at equal levels and the women responded
more to the intervention than the men, we can conclude that although cultural
gender norms may exist that control sexual behaviors, they do not apply to
HIV knowledge and its acquisition in this specific community.
The change-in-knowledge score was significantly higher for Central/
South Americans, thereby implying that the intervention increased knowl-
380
Hispanic Journal of Behavioral Sciences
edge more in this group than in the other ethnic subgroups. This increase cannot be attributed to an initial lower knowledge level and is likely due to either
a background of higher formal education or less prior exposure to the
material.
We had expected the lowest education group to be the most difficult to
educate, but although they started at lower knowledge levels, they ended up at
levels equal to the other education groups. This suggests that opportunities
for education do not predict the ability to learn this type of information and
that this intervention can be effective for all education levels.
HIV knowledge has been shown to be related to acculturation into U.S.
culture (Flaskerud & Calvillo, 1991; B. MarÃÂn & MarÃÂn, 1990), but in our
study, language acculturation was not associated with any significant
changes in knowledge. Multiple studies looking indirectly at self-perceived
risk have shown that acculturation levels are associated with high-risk behaviors in women more than men (B. MarÃÂn et al., 1993; Sabogal & Perez-Stable,
1995; Sabogal et al., 1993). We did not find any association between self-perceived risk or gender and acculturation.
The results of this study give new potential for the promotion of HIV testing, an important area of HIV prevention that has not been very successful
previously in Latino communities (Morrobel, 2002; Phillips, 1993; Sabogal
& Catania, 1996; Sabogal & Perez-Stable, 1995; Siegel et al., 1998). Half of
heterosexual Latinos at high risk have not been tested for HIV, with the odds
of getting tested increasing with education (Sabogal & Catania, 1996).
Behavioral theory suggests that these results are due to the relationship
between self-perceived risk and behavior changes (Ajzen, 1991; Morrobel,
2002). Our intervention showed that changes in self-perceived risk were
related to increases in knowledge scores thereby suggesting that increases in
HIV knowledge lead to increases in self-perceived risk and may subsequently encourage people to seek HIV testing.
This study has multiple limitations. The initial funding and goal of the
program was to do HIV education outreach. Thus, it was designed using program evaluation strategies, not as a randomized, controlled study. The participants were recruited from the community using already established referral
patterns set up by the promotoras, which limits the generalizability of the
results. The promotoras varied in the presentation and location of the education sessions; whereas most were done in the home by individual promotoras,
a few group sessions were also held. Participants were not asked about sexual
orientation, sexual practices, or intravenous drug usage, and therefore, we
are unable to fully understand the participants’ risk for HIV. The knowledge
and self-perceived risk questions used were not validated, so we cannot predict their reliability. In addition, a ceiling effect may have occurred because
Martin et al. / A Latino HIV Prevention Program
381
of the limited amount of questions. Acculturation is very difficult to measure;
the scale used in this study is a language scale that has been shown to
misclassify only about 12% of respondents (G. MarÃÂn & MarÃÂn, 1991).
Many of the forms used in this study were not completely filled out by participants, which may have been a result of low education levels, time constraints, improper guidance on the part of the promotoras, or highly sensitive
questions. The power of the study was reduced because these participants
had to be excluded. Also, a significant number of participants neglected to
answer the education and acculturation questions. Not answering one of
these questions was highly correlated with a failure to answer the other. From
discussions with the promotoras, we suspect most people skipped these questions because they did not understand the question wording or were embarrassed to answer them. Participants who skipped these questions were more
likely to be male and older than the average. These participants may have
been reluctant to reveal low literacy, so they attempted to answer all the questions in written form instead of having them read orally. The analysis of the
missing acculturation and education variables shows that these participants
started and ended with lower knowledge scores, meaning they were more
resistant to learning from the intervention.
Despite these limitations, we can conclude that the Centro San Bonifacio
HIV Prevention Program promotoras successfully reached members of their
Latino community, increased HIV knowledge, and changed self-perceptions
of HIV risk. This program, as an example of the community health worker
model, illustrates how encouraging people in a Latino community to take
control of their own health care can raise their awareness and knowledge of
HIV disease. The next step in the evaluation of this model is to study if the
changes in knowledge and risk that these promotoras inspired can be associated more directly with changes in behavior such as a reduction in high-risk
behaviors or an increase in HIV testing. Finally, the model needs to be evaluated in other ethnic and socioeconomic groups.
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of Behavioral Sciences, 18(3), 367-392.
Sabogal, F., Faigeles, B., & Catania, J. A. (1993). Multiple sexual partners among Hispanics in
high-risk cities. Family Planning Perspectives, 25(6), 257-262.
Sabogal, F., & Perez-Stable, E. J. (1995). Gender, ethnic, and acculturation differences in sexual
behaviors: Hispanic and non-Hispanic White adults. Hispanic Journal of Behavioral Sciences, 17(2), 139-150.
Siegel, K., Raveis, V. H., & Gorey, E. (1998). Barriers and pathways to testing among HIVinfected women. AIDS Education and Prevention, 10(2), 114-127.
Martin et al. / A Latino HIV Prevention Program
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Corporation.
Thomas, J. C., Earp, J., & Eng, E. (2000). Evaluation and lessons learned from a lay health advisor programme to prevent sexually transmitted diseases. International Journal of STD and
AIDS, 11, 812-818.
Wallerstein, N. (1992). Powerlessness, empowerment, and health: Implications for health promotion programs. American Journal of Health Promotion, 6, 197-205.
Molly Martin, MD, attended medical school at the Medical College of Wisconsin and
pediatrics residency at the University of Chicago. She then completed the Robert Wood
Johnson Clinical Scholars Program at the University of Chicago and obtained a master
of arts in public policy from the Harris School of Public Policy. She is currently an assistant professor at Rush University Medical Center where her research focuses on community health workers, community-based participatory research, and Latino health. Her
favorite pastime is exploring the world with her 7-month-old daughter, Madeline.
Maria Camargo has a master’s in public health and a bachelor’s in biology with a French
minor. Her general field of interest is Mexican community health and well-being in Chicago. She has concentrated her efforts on work in small not-for-profit community centers
in Chicago. Her general research interest is in studying health education/promotion programs and their outcomes with the future goal of including noninvasive biochemical
markers for health outcomes. She enjoys spending hours just talking and hanging out
with close friends and family. She has also begun attending many plays at the Chicago
Goodman Theatre.
Lori Ramos is the executive director of Centro San Bonifacio. She holds an M.P.H. in population and family health and an M.A. in Latin American studies, both from the University of Californiaâ€â€Los Angeles. Her research interests include cross-cultural health
care and medical anthropology, community health workers, and popular education. She
also likes gardening, camping, and hanging out with her kids and Homer, the dog.
Diane Lauderdale is an epidemiologist with M.A. degrees in divinity and library science
from the University of Chicago and a Ph.D. in public health from the University of Illinois
at Chicago. She is an associate professor in the Department of Health Studies at the University of Chicago. Her research focuses on social determinants of chronic disease risk
and on the health and health care of immigrant populations. She collects public health
educational materials from the first half the 20th century and loves silent movies.
Kristin Krueger is a postdoctoral fellow in neuropsychology at the Rush Alzheimer’s Disease Center. She holds a B.A. in psychology from the University of Wisconsinâ€â€Madison,
an M.A. in linguistics from Northeastern Illinois University (Chicago), and a Ph.D. from
the Illinois Institute of Technology (Chicago). She completed an internship at Jackson
Memorial Hospital/University of Miami in neurotrauma rehabilitation and spinal cord
injury. Her research focuses on adapting cognitive abilities tests for Spanish-speaking
populations. Clinically, she provides cognitive evaluations, psychological assessments,
and therapeutic interventions in English and Spanish. She speaks German and Portuguese and enjoys travel, dance, and green-living activities.
384
Hispanic Journal of Behavioral Sciences
John Lantos received a B.A. in semiotics from Brown University, his MD from the University of Pittsburgh, and completed a residency in pediatrics at the Children’s Hospital
National Medical Center in Washington, D.C. After a brief stint in southern West Virginia
as a member of the National Health Service Corps, he took a fellowship in clinical medical ethics at the University of Chicago. He is currently professor of pediatrics and chief of
General Pediatrics at the University of Chicago. His latest book, Neonatal Bioethics: A
Success Story, will be published by Johns Hopkins University Press in 2006. He will take
any excuse to go skiing and, living in Chicago, needs excuses to get to a mountain.
THE PROGRAM EVALUATION STANDARDS and CULTURAL COMPETENCE
Evaluation standards are the benchmarks used to address the quality of an evaluation effort. As
professional evaluators, these standards are the foundation of our work. Since 1975, the Joint Committee
on Standards for Educational Evaluation has established standards that are endorsed by most evaluation
professional organizations. The Centers for Disease Control and Prevention’s Framework for Program
Evaluation in Public Health embraces these standards by literally placing them at the center of the
evaluation steps. While stakeholder involvement always has been a cornerstone of the standards, the
third edition further advances the need to understand the cultural context in which the evaluation
occurs. Below are listed the standards and possible strategies that can increase cultural competence. For
more detail, see Practical Strategies for Culturally Competent Evaluation.
Standards
Utility
U1. Evaluator Credibilityâ€â€
Evaluations should be
conducted by qualified people
who establish and maintain
credibility in the evaluation
context.
U2. Attention to
Stakeholdersâ€â€Evaluations
should devote attention to
the full range of individuals
and groups invested in the
program and affected by its
evaluation.
Strategies to Increase Cultural Competence
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U3. Negotiated
Purposesâ€â€Evaluation
purposes should be identified
and continually negotiated
based on the needs of
stakeholders.
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U4. Explicit Valuesâ€â€
Evaluations should clarify and
specify the individual and
cultural values underpinning
purposes, processes, and
judgments.
U5. Relevant
Informationâ€â€Evaluation
information should serve the
identified and emergent
needs of stakeholders.
U6. Meaningful Processes
and Productsâ€â€Evaluations
should construct activities,
descriptions, and judgments
in ways that encourage
participants to rediscover,
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Assess yourself and the fit between your skills with culturally
different groups and the evaluation context.
Engage a co-evaluator and/or an evaluation team to
enhance credibility with stakeholders.
Actively recruit and engage a range of stakeholders,
including program participants or those affected by the
program.
Ensure participation for affected groups that are typically
overlooked or excluded.
Use communication norms appropriate for the stakeholders
to ensure that the purposes are understandable and
meaningful.
Ensure evaluation purposes address diverse needs of
stakeholders.
Use inclusive practices to resolve conflicts among purposes
proposed by different groups of stakeholders.
Take time to learn what different stakeholders value about
the program and its evaluation.
Communicate clearly about these values through the
evaluation process, and address important conflicts.
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Encourage stakeholders to think broadly about what
constitutes relevant data sources and collection methods;
discuss competing viewpoints.
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Teach evaluation principles and skills to establish common
ground for understanding and using evaluation processes
and products.
Adapt activities and processes to incorporate cultural norms.
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reinterpret, or revise their
understandings and
behaviors.
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Ensure evaluation products are understandable to diverse
audiences.
U7. Timely and
Appropriate
Communicating and
Reportingâ€â€Evaluations
should attend to the
continuing information needs
of their multiple audiences.
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Tailor information sharing to meet cultural needs: ensure
that information is shared through appropriate translation,
formats, and channels as well as comfortable venues.
U8. Concern for
Consequences and
Influenceâ€â€Evaluations
should promote responsible
and adaptive use while
guarding against unintended
negative consequences and
misuse.
Feasibility
F1. Project
Managementâ€â€Evaluations
should use effective project
management strategies.
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Anticipate possible ways that evaluation information can be
used or misused within the program’s cultural and
operational context.
Protect information so that it is not misused in a manner
harmful to vulnerable populations.
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Build in sufficient time and resources to address contextual
and cultural needs: time for stakeholder interactions,
translation, appropriate data collection staff, and diverse
communication needs.
F2. Practical Proceduresâ€â€
Evaluation procedures should
be practical and responsive to
the way the program
operates.
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F3. Contextual Viabilityâ€â€
Evaluations should recognize,
monitor, and balance the
cultural and political interests
and needs of individuals and
groups.
F4. Resource Useâ€â€
Evaluations should use
resources effectively and
efficiently.
Propriety
P1. Responsive and
Inclusive Orientationâ€â€
Evaluations should be
responsive to stakeholders
and their communities.
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Respect the organizational culture of the program itself.
Recognize diversity of perspectives within the program’s
operations.
Select processes and methods that are responsive to the
organizational culture and the cultural background of
participants.
Understand the cultural, political, and economic context of
the program; engage stakeholders to ensure understanding
among diverse perspectives.
Foster and monitor communications to ensure balance
among stakeholders throughout the evaluation.
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Recognize different perceptions of costs and benefits.
Be careful not to prioritize the needs of one stakeholder
group over another on the basis of cost alone.
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Include a wide range of stakeholders, including program
participants and those affected by the program, and
substantially engage them throughout the evaluation.
Consider power relations within the program when
determining the breadth and depth of stakeholder
involvement.
Optimize the benefits of stakeholder involvement by
focusing on the unique assets and strengths of individuals
and their cultures rather than on their deficits.
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P2. Formal Agreementsâ€â€
Evaluation agreements
should be negotiated to make
obligations explicit and take
into account the needs,
expectations, and cultural
contexts of clients and other
stakeholders.
P3. Human Rights and
Respectâ€â€Evaluations should
be designed and conducted
to protect human and legal
rights and maintain the
dignity of participants and
other stakeholders.
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P4. Clarity and Fairnessâ€â€
Evaluations should be
understandable and fair in
addressing stakeholder needs
and purposes.
P5. Transparency and
Disclosureâ€â€Evaluations
should provide complete
descriptions of findings,
limitations, and conclusions
to all stakeholders, unless
doing so would violate legal
and propriety obligations.
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P6. Conflicts of
Interestsâ€â€Evaluations
should openly and honestly
identify and address real or
perceived conflicts of
interests that may
compromise the evaluation.
P7. Fiscal Responsibilityâ€â€
Evaluations should account
for all expended resources
and comply with sound fiscal
procedures and processes.
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Accuracy
A1. Justified Conclusions
and Decisionsâ€â€Evaluation
conclusions and decisions
should be explicitly justified
in the cultures and contexts
where they have
consequences.
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Acknowledge the contributions of all stakeholders to the
evaluation.
Take advantage of formal agreements to clarify differences
in culturally based assumptions.
Use the writing process to educate stakeholders about
evaluation.
Limit the use of jargon, and instead use community
communication norms and requirements when writing
agreements.
Understand the relevance of certain rights and how they
vary across the cultures within the community.
Recognize that vulnerable groups may need specific
protections.
Only select evaluation methods that respect cultural
sensitivities.
Use the co-evaluator or evaluation team to monitor the
evaluation to ensure respect is maintained.
Actively engage less powerful or less vocal stakeholders in
decision-making processes.
Think through and avoid ways that the evaluation can
contribute to inequities.
Maintain open lines of communication with stakeholders
holding diverse cultural perspectives.
Use culturally appropriate ways to share information about
the evaluation and to disseminate findings.
Explain and disclose information in an understandable
manner.
Avoid jargon and build evaluation knowledge and skills
among participants.
Acknowledge that stakeholder values and interests may
conflict and build an open process to resolve conflicts.
Ensure that the perspectives of less powerful participants
are respected.
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Ensure that evaluation costs take into account activities and
processes necessary to meet cultural and community needs
(e.g., translations, additional meetings and trainings,
appropriate dissemination to community audiences).
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Reflect on how different or conflicting values may affect the
way that evaluation findings are viewed or justified.
Ensure that less powerful stakeholders are engaged in
drawing conclusions and making decisions.
Accept that accuracy is defined differently among different
stakeholders.
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A2. Valid Informationâ€â€
Evaluation information should
serve the intended purposes
and support valid
interpretations.
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A3. Reliable
Informationâ€â€Evaluation
procedures should yield
sufficiently dependable and
consistent information for the
intended uses.
A4. Explicit Program and
Context Descriptionsâ€â€
Evaluations should document
programs and their contexts
with appropriate detail and
scope for the evaluation
purposes.
A5. Information
Managementâ€â€Evaluations
should employ systematic
information collection,
review, verification, and
storage methods.
A6. Sound Designs and
Analysesâ€â€Evaluations
should employ technically
adequate designs and
analyses that are appropriate
for the evaluation purposes.
A7. Explicit Evaluation
Reasoningâ€â€Evaluation
reasoning leading from
information and analyses to
findings, interpretations,
conclusions, and judgments
should be clearly and
completely documented.
A8. Communication and
Reportingâ€â€Evaluation
communications should have
adequate scope and guard
against misconceptions,
biases, distortions, and
errors.
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E1. Evaluation
Documentationâ€â€
Evaluations should fully
document their negotiated
purposes and implemented
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Identify when key evaluation terms have different meanings
for different stakeholder groups and build understanding
between these perspectives.
Learn and use key terms as they are understood by the
communities involved with the program.
Reconcile how stakeholders understand the meanings of key
terms; guard against giving privilege to the way they are
understood by the most powerful stakeholder groups.
Remember that reliability is dependent on who and what is
being tested; don’t assume reliability across cultures or
contexts.
Tap diverse informants to describe the program and its
context.
Recognize that perspectives and descriptions change over
time and the evaluation process itself may affect the
program and its context.
Work with stakeholders to select methods they feel are
credible and of which they can take ownership.
Be open to a variety of methods and sources of data.
Select information storage procedures that protect the rights
of the individuals providing the information.
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Help stakeholders to understand how different designs and
analysis may be viewed in a different cultural context.
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Select designs and analyses that will be credible to the
stakeholders.
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Engage stakeholders in developing findings from data,
interpreting findings, and drawing conclusions.
Recognize that stakeholders may have different ways and
styles of reasoning and that logic is contextual.
Clearly articulate all assumptions involved with the
reasoning process.
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Build in checks early in the evaluation to ensure shared
understanding of evaluation results among stakeholders.
Create and implement a communication plan that meets
audience preferences and ensures that different language
needs are met.
Ensure that key concepts are not “lost in translation.â€Â
Be explicit in documentation about decisions made to
increase cultural competence and justify why the values of
certain stakeholder groups were given precedence over
those of other groups.
designs, procedures, data,
and outcomes.
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E2. Internal Metaevaluationâ€â€Evaluators
should use these and other
applicable standards to
examine the accountability of
the evaluation design,
procedures employed,
information collected, and
outcomes.
E3. External Metaevaluationâ€â€Program
evaluation sponsors, clients,
evaluators, and other
stakeholders should
encourage the conduct of
external meta-evaluations
using these and other
applicable standards.
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Ensure that all documentation is clear and understandable
to all stakeholders.
Fully record the contributions made by all of the
stakeholders within the process.
Build capacity within the evaluation team to enable team
members to apply evaluation standards to assess the quality
of the evaluation over time; help them reflect on their own
worldview and culturally-based assumptions.
Clarify cultural competence as part of the purpose and
standards for the meta-evaluation.
Seek out persons from diverse cultural backgrounds to serve
as reviewers.
Avoid the use of meta-evaluation and other jargon when
communicating with stakeholders.
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